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New Rule Book Workshop 2010 - London

Venue Tower 42, 25 Old Broad Street, London, ED2N 1HQ
www.privatedining24.co.uk
Date / Schedule 18 March 2010 - Thursday
9.00 am - 11.30 am, followed by lunch
Costs Please join us for a compliance workshop and lunch
Addressees All member firms in particular: Compliance Manager and Head of Trading
Language English

Should you have any questions concerning the workshop New Rule Book, please do not hesitate to call
+41 58 854 2376 or send an .

Schedule Topics
9.00 amRegistration and coffee
9.30 am - 11.30 amIntroduction
Overview workshop and introduction to the New Rule Book structure
Admission of participants: process, deposit, exam
Trading rules and Swiss Block
Market Control
Surveillance and Enforcement
Clearing and Settlement
Compliance of the legal obligation to report
11.30 am - 12.30 pmLunch

Acceptance

Please send us your online acceptance by no later than 10 march 2010.