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Participation conditions for Issuers

Participation in the service for the collateralization of certificates is based on the "Framework Agreement for Collateral Secured Certificates" concluded by the issuer and the collateral provider with SIX Swiss Exchange Ltd and SIX Securities Services.

This agreement comprises:

Framework Agreement Documentation Download
Framework Agreement for Collateral Secured Instruments (version dated September 2010)
Special Provisions Governing Collateral-Secured Instruments
Translations of Points 15 and 17 of the Framework Agreement
Translation of Point 16 of Framework Agreement for the Listing Prospectus
Information sheet of SIX Swiss Exchange Ltd for investors
Agreement on fees on request


Listing

The application for collateralization is submitted to SIX Swiss Exchange via CONNEXOR in conjunction with the request for a COSI to be admitted for trading. The necessary agreement documentation for the CONNEXOR Listing service consists of:

SIX Swiss Exchange LtdDownload
Usage Agreement CONNEXOR Listing


Market Making

The issuer undertakes to make a market in the COSI for the entire period of time in which the certificates remain admitted to trading. A Market Making Agreement must therefore be concluded with Scoach Switzerland Ltd.

Scoach Switzerland LtdDownload
Market Making Agreement


Participation

Furthermore, the technical requirements for the use of this service require participation in SIX Securities Services and Eurex Zurich Ltd (Collateralisation and SecLend Market). Information on the participation conditions of SIX Securities Services can be obtained at the website ofSIX Securities Services. Below we provide an overview of the documents of Eurex Zurich Ltd (Collateralisation and SecLend Market) required in this regard.

Eurex Zurich Ltd (Collateralisation and SecLend Market) Download
Participation Agreement on request
Participation Setup Form on request
User Registration Form on request
Trading Rules for the Collateralisation of Financing Products on request
Collateralisation Product Specification on request
Quick Reference Guide COSI on request


Additional information documents