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Required Documentation

Institutions applying for participation must submit the following documents:

  • Authorisation to trade in securities, issued by the Swiss Financial Market Supervisory Authority (FINMA) or foreign securities exchange member
  • Up-to-date extract from the Commercial Register
  • Latest annual report
  • Latest annual financial statements, including the auditors' report
  • Organisational chart
  • Signature list
  • Trader registrations
  • Clearing and Settlement Standing Instructions (CSSI) form
  • Application for market making/Application for QPS capacity (if requested)

For a detailed list of all application forms, please go to Forms.